Alphathena

Core Capabilities:

• Direct Indexing Engine: Enables advisors to build, customize, and manage personalized index portfolios tracking any of 1,200-plus ETFs and indexes using 40-plus customization factors including ESG exclusions, sector tilts, factor weights, geographic restrictions, individual security exclusions, and risk budgets, all applied in real time.
• Automated Tax-Loss Harvesting: Continuously monitors portfolios for harvesting opportunities, executes loss realizations while managing wash sale risk at both the account and household level, and reapplies proceeds to maintain benchmark exposure without triggering unnecessary taxable events.
• Transition Analysis Tool: Provides tax-efficient, multi-cycle transition evaluations for clients moving from existing ETF portfolios, mutual funds, or outsourced direct indexing arrangements, giving advisors a data-driven case for prospects and a clean migration path for onboarding new AUM.
• Auto Rebalancing with Approval Workflows: Real-time drift monitoring triggers rebalancing recommendations that route through advisor approval workflows before execution, combining automation speed with human oversight to maintain benchmark tracking without requiring constant manual review.
• Household-Level Portfolio Management: Virtual sleeve architecture allows advisors to designate and manage securities across multiple accounts within a household, coordinating tax-loss harvesting and rebalancing across sleeves simultaneously to maximize after-tax outcomes at the family level.

Getting Started:

1. Schedule a 30-minute demo at alphathena.com to walk through tax-loss harvesting, custom index creation, and agentic portfolio management using a live demonstration tailored to the firm's actual workflows.
2. Connect the firm's existing custodian accounts at Schwab, Fidelity, or Interactive Brokers through Alphathena's turnkey integration layer, with no back-office transition or data conversion required.
3. Select from 1,200-plus indexes and ETFs in the platform library and configure client-specific rules including ESG factors, sector exclusions, tax goals, and benchmark preferences using the customization engine.
4. Use the Transition Analysis tool to evaluate existing client portfolios, identify harvesting opportunities, and generate tax-efficient transition plans for clients moving from mutual funds, ETFs, or outsourced direct indexing.
5. Activate auto rebalancing and tax-loss harvesting with approval workflows, and use the household sleeve structure to coordinate tax management across multiple accounts per client family.